Position: Managing Director - National Regulatory Services
Telephone: 0845 230 1169
A Chartered Banker by profession, Gordon has been immersed in the securities and banking industries since 1977. His career includes 10 years with The Royal Bank of Scotland plc and Barclays Bank PLC; 9 years with Murray Johnstone Group of Companies, latterly as Group Compliance Officer and Head of Internal Audit with world-wide responsibility for compliance activities in the UK, USA, France, Ireland, Luxembourg, Bahrain, Canada and Singapore; and 2 years with KPMG as Director of its Specialist, Technical and Regulatory Section covering all areas of regulatory compliance benchmarking, authorisations, enforcement and performance measurement throughout the UK, working on projects with many of the leading city firms and international banks. He is a regular speaker/commentator on regulatory matters in the UK and USA, and was selected on the strength of his regulatory work as a recipient of “The Global Financial 500” awards in 2000.
Through NRS, Gordon provides Compliance Monitoring services to Gore Browne Investment Management.